Finra Warns Us Brokers About Recent Phishing Attacks Cybers Guards
The emails were demanding information as if FINRA was preparing for an update to its conduct and supervisory rules. The deadline provided to fill the survey was the 13th of October, meaning the firms had just one week to gather all of the information. Usually, in such cases, FINRA would issues a warning much earlier so that firms have sufficient time to prepare for the survey or any type of information disclosure....